NISM-Series-XV-Research Analyst Exam Workbook :
The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as research analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as research analyst and partners of a research analyst, engaged in preparation and/or publication of research report or research analysis.
An associated person shall be required to pass the NISM-Series-XV: Research Analyst Certification Examination to fulfill the requirements specified under Regulation 7(2) of the SEBI (Research Analysts) Regulations, 2014.
The certification aims to enhance the quality of services provided by research analyst in the financial services industry.
NISM-Series-XA-Invesment Advisor (Level 1) Workbook :
The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of
investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering
investment advisory services.
NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is the level 1examination and NISM has also launched
the NISM-Series-X-B: Investment Adviser (Level2)Certification Examination.
An associated person is required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM Series-X-B: Investment Adviser(Level2)Certification Examination) to fulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.
The certification aims to enhance the quality of investment advisory and related services in
the financial services industry.
NISM-Series-XB-Invesment Advisor (Level 2) Workbook :
NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination along with the NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
An associated person shall be required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination) to fulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations,2013.
The certification aims to enhance the quality of investment advisory and related services in the financial services industry.
1 thought on “NISM Exam Workbook”
Srinivasareddy · August 4, 2017 at 3:53 am
Thanks for material.