The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of
investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering
investment advisory services.
NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is the level 1examination and NISM has also launched
the NISM-Series-X-B: Investment Adviser (Level2)Certification Examination.
An associated person is required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM Series-X-B: Investment Adviser(Level2)Certification Examination) to fulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.
The certification aims to enhance the quality of investment advisory and related services in
the financial services industry.
1 thought on “NISM Exam Workbook”
Srinivasareddy · August 4, 2017 at 3:53 am
Thanks for material.